Atlantoaxial Instability
Other Names
- AAI
- AA Instability
- Craniovertebral instability
- Atlantoaxial subluxation
- Grisel syndrome
- Atlantoaxial Dislocations
Background
- This page describes instability of the atlantoaxial joint or atlantoaxial instability (AAI)
History
- First discussed in the literature in 1830 (need citation)
Epidemiology
- Rare disease, no good data regarding incidence and prevalence across the general population
- Although only 1% of patients with down syndrome have symptomatic AAI, it is radiographically evidence in up to 30% of patients[1]
- Prevalence in rheumatoid arthritis estimated to be between 25 and 80%[2]
Introduction



General
- Characterized by excessive movement between C1 and C2 as a result of either bony or ligamentous abnormality
- Most commonly due to ligamentous laxity, osseous abnormalities, trauma, or inflammatory processes
- Diagnosis is based on clinical suspicion and confirmed on imaging, typically dynamic C spine radiographs
- Management depends on severity, asymptomatic cases can be observed while symptomatic or unstable cases require surgical fixation
Location
- Characterized by excessive movement between C1 and C2 as a result of either bony or ligamentous abnormality
- Excessive motion can occur between anterior arch of C1 and odontoid process of C2
- Can also occur between the posterior elements of the facet joints
- Transverse ligament laxity is most commonly implicated
Etiology
- Inflammatory
- Most common is Rheumatoid Arthritis
- Due to chronic inflammation, laxity and stretching of the transverse ligament
- Development of granulation tissue
- Erosion of bony structures
- Congenital
- Most commonly due to Down Syndrome
- Os Odontoideum
- Traumatic
- Rare
Anatomy of the Atlanto Axial Joint
- Consists of C1 (Atlas) and C2 (Axis)
- Function
- Support occiput
- Provides greatest range of motion and flexibility of neck
- 50% rotation of the cervical spine
- Most mobile joint in the body
- Ligaments
Associated Injuries
- Odontoid Fracture (rare)
- C1 fractures
- Torticollis
Risk Factors

- Achondroplasia
- Congenital scoliosis
- Down Syndrome
- Morquio syndrome
- Neurofibromatosis
- Osteogenesis imperfecta
- Rheumatoid Arthritis
- Jeuvenile Rheumatoid Arthritis (JRA)
- Larsen syndrome
- Spondyloepiphyseal Dysplasia (SED)
- Chondrodysplasia Punctata
- Metatropic Dysplasia
- Kniest syndrome
Differential Diagnosis
Differential Diagnosis Neck Pain
- Fractures
- Subluxations and Dislocations
- Neuropathic
- Muscle and Tendon
- Pediatric/ Congenital
- Other Etiologies
Clinical Features

History
- Generally insidious onset with no trauma
- Patients may report mild neck pain, which can be persistent or intermittent
- Headaches are a less common feature
- They may also report parasthesia, weakness, myelopathy
- Family history of trauma or underlying degenerative disease may be contributory
Physical Exam: Physical Exam Neck
- Limited cervical range of motion in rotation, flexion and extension
- Torticollis, head tilt, craniocervical kyphosis
- Prominent tenderness at the occipito-cervical junction, and crepitus
- Clinically, they may also have neuro deficits on exam
- Rarely they have profound neurological deficits
- Including hyperreflexia, muscle weakness, broad based gait, loss of motor, bladder dysfunction
Special Tests
Evaluation


Radiographs
- Standard cervical spine radiographs
- Findings
- Sum of C1 on C2 lateral mass is greater than 7 mm
- Atlantodens interval (ADI) > 3 mm (adults) or > 4.5-5 mm (children) is abnormal
- space-available-cord (SAC) = posterior atlanto-dens-interval (PADI) < 14 mm
- Consider dynamic flexion-extension films
CT
- May help better evaluate osseous lesions, especially in the setting of trauma
MRI
- May better help evaluate soft tissue lesions
Classification

Fielding and Hawkins Classification
- Type I: Simple rotatory displacement with an intact transverse ligament[6]
- Type II: Anterior displacement of C1 on C2 of 3 to 5 mm with one lateral mass serving as a pivot point and a deficiency of the transverse ligament
- Type III: Anterior displacement exceeding 5 mm
- Type IV: Posterior displacement of C1 on C2
Wang Classification of Atlantoaxial Dislocations
- Type I
- Description: Instability
- Reducible in dynamic X-rays
- Incidence: 52.2%
- Surgical technique: posterior fusion
- Type II
- Description: Reducible
- Reducible with skeletal traction under general anesthesia
- Incidence: 17.7%
- Surgical technique: Posterior fusion procedure
- Type III
- Description: Irreducible
- Irreducible with skeletal traction under general anesthesia
- Incidence: 29.6
- Surgical technique: Transorally released anteriorly before posterior fusion
- Type IV
- Description: Bony dislocations
- Dislocations with bony anomalies that are visualized by reconstructive computed tomography scan
- Incidence: 0.4%
- Surgical technique: Transoral odontoidectomy
Management
Screening
- Down Syndrome
- Children with down syndrome should be screened at age 5, and perhaps in again in adulthood (need citation)
Nonoperative
- Indications
- Fielding and Hawkins Type I
- Type II if symptomatic, involve nsurosurgery
- Immobilization
- Cervical Collar
- Halo vest
- Sternooccipital mandibular immoblizer
- Guided by clinical and imaging findings
- Bed rest
- Meds: NSAIDS, Muscle Relaxants
- Physical Therapy
- Indicated after immobilization period is concluded
- Traction
- Gradual traction may be indicated in chronic, neglected or irriducible subluxation
- This is usually followed by immobilizatoin
Operative
- Indications
- Type III
- Type IV
- Technique
- Transarticular screws
- Screw-rod construct
- Sublaminar wiring
- Halifax clamp
Rehab and Return to Play
Rehabilitation
- No standardized US-based rehabilitation guideline for AAI
- After immobilization
- Gentle range of motion
- Soft tissue release and muscle energy
- Therapy should be cautious and avoid forceful manipulation
Return to Play
- Special Olympics criteria for athletes with Down Syndrome (need citation)
- All children with Down syndrome must undergo radiographic and neurologic examinations to exclude AAI.
- IF AAI detected, restricted from gymnastics, diving, pentathlon, butterfly stroke, diving starts in swimming, high jump, soccer, and certain warmup exercises
- Individuals should undergo long term monitoring
Prognosis and Complications
Prognosis
- General
- Prognosis is variably, depends on etiology, severity, presence of neuro defects and timeliness of intervention
- Overall prognosis is favorable with a timely diagnosis and appropriate surgical stabilization
- Patients with myelopathy, neuro deficits and cord compression have much worse prognosis[7]
- Surgical
- Prognosis is good for patients who undergo early surgical stabilization[8]
- Most patients with successful surgery have good functional recovery
Complications
- Neck pain
- Presistant headache
- Spinal cord compression and myelopathy
- Myelopathy
- Spasticity
- Radicular symptoms
- Brainstem compression
- Syringomyelia and Chiari malformation
- Vertebral artery injury or insufficiency
- Cranial neuropathy
- Gait disturbance and ataxia
- Bladder and bowel dysfunction
- Sudden death
See Also
Internal
External
- Sports Medicine Review Neck Pain: https://www.sportsmedreview.com/by-joint/neck/
References
- ↑ Pueschel, Siegfried M., and Francis H. Scola. "Atlantoaxial instability in individuals with Down syndrome: epidemiologic, radiographic, and clinical studies." Pediatrics 80.4 (1987): 555-560.
- ↑ Zikou, Anastasia K., et al. "Radiological cervical spine involvement in patients with rheumatoid arthritis: a cross sectional study." The Journal of rheumatology 32.5 (2005): 801-806.
- ↑ 3.0 3.1 3.2 3.3 Yang, Sun Y., et al. "A review of the diagnosis and treatment of atlantoaxial dislocations." Global spine journal 4.3 (2014): 197-210.
- ↑ Mintken, Paul E., Lisa Metrick, and Timothy Flynn. "Upper cervical ligament testing in a patient with os odontoideum presenting with headaches." journal of orthopaedic & sports physical therapy 38.8 (2008): 465-475.
- ↑ Bugarini, Alejandro, et al. "Neurophysiologic monitoring during cervical traction in a pediatric patient with severe cognitive disability and atlantoaxial instability." Surgical Neurology International 13 (2022): 396.
- ↑ Fielding, J. WILLIAM, and R. J. Hawkins. "Atlanto-axial rotatory fixation.(Fixed rotatory subluxation of the atlanto-axial joint)." The Journal of bone and joint surgery. American volume 59.1 (1977): 37-44.
- ↑ Hensinger, Robert N., J. William Fielding, and Richard J. Hawkins. "Congenital anomalies of the odontoid process." Orthopedic Clinics of North America 9.4 (1978): 901-912.
- ↑ Henderson Sr, Fraser C., et al. "Atlanto-axial rotary instability (Fielding type 1): characteristic clinical and radiological findings, and treatment outcomes following alignment, fusion, and stabilization." Neurosurgical review 44.3 (2021): 1553-1568.
Created by:
John Kiel on 17 April 2020 19:45:05
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Last edited:
10 October 2025 01:07:06
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